ISO 37301:2021 - Compliance management systems — Self-Learning

ISO 37301:2021 Internal Auditor Course Online

Aim of the ISO 37301:2021 Internal Auditor Course

The aim of the ISO 37301:2021 Compliance Management Systems (CMS) Internal Auditor Course is to provide participants with the knowledge and practical skills required to plan, conduct, report, and follow up internal audits of a Compliance Management System based on the requirements of ISO 37301:2021.

The course introduces participants to the principles and methods of auditing management systems and explains how to evaluate the effectiveness and conformity of a Compliance Management System against established audit criteria.

Participants will learn how to develop an internal audit programme, prepare for individual audits, establish audit objectives and scope, gather and evaluate objective evidence, conduct interviews and audit activities, identify conformities and nonconformities, document audit findings, prepare audit reports, and verify the implementation and effectiveness of corrective actions.

Empowering Assurance Systems (EAS) provides this ISO 37301:2021 Internal Auditor Course online, which teaches the core concepts, requirements, and auditing techniques needed to effectively audit a Compliance Management System. You will gain the required knowledge to understand ISO 37301:2021 and apply systematic and evidence-based auditing methods within an organization.

About ISO 37301:2021

ISO 37301:2021 is an international standard that specifies requirements and provides guidance for establishing, developing, implementing, evaluating, maintaining, and continually improving an effective and responsive Compliance Management System (CMS) within an organization. The standard is applicable to organizations of all types, sizes, structures, and sectors.

The standard provides a systematic framework for managing compliance obligations and compliance risks while promoting a culture of integrity, good governance, transparency, and responsible behaviour. ISO 37301:2021 is designed as a management system standard and can be integrated with other management systems such as ISO 9001, ISO 14001, and ISO 37001.

An internal audit of an ISO 37301:2021 Compliance Management System provides a structured and objective method for evaluating whether the CMS has been established and implemented effectively and whether it meets the organization's defined requirements and the requirements of the standard.

Internal auditors should understand the organization's context, compliance obligations, compliance risks, policies, objectives, processes, controls, and documented information so that they can obtain sufficient and appropriate audit evidence and reach objective audit conclusions.

An effective ISO 37301 internal audit focuses on areas such as leadership and commitment, compliance culture, compliance policy, roles and responsibilities, compliance obligations, compliance risk assessment, objectives and planning, resources and competence, communication, operational controls, monitoring and measurement, compliance evaluation, management review, nonconformity, corrective action, and continual improvement.

Who Should Take This Course?

This course is designed for anyone involved in internal auditing, compliance, governance, risk management, or management-system implementation, including:

• Internal auditors and audit professionals

• Compliance officers and compliance professionals

• Governance, Risk and Compliance (GRC) professionals

• Risk management professionals

• Legal and regulatory compliance professionals

• Quality and management-system professionals

• Process owners and control owners

• Information security and cybersecurity compliance professionals

• Management representatives and CMS coordinators

• Consultants involved in ISO 37301:2021 implementation and auditing

It is also beneficial for professionals who already have a basic understanding of ISO 37301:2021 and want to develop the competence required to perform internal audits of a Compliance Management System.

Benefits of Taking Our ISO 37301:2021 Internal Auditor Course

Gain a Comprehensive Understanding of ISO 37301:2021

The course provides participants with a detailed understanding of ISO 37301:2021 requirements and how they can be evaluated during an internal audit.

Develop Internal Auditing Skills

Participants will learn how to plan, conduct, document, and report internal audits using a systematic and evidence-based approach.

Learn How to Identify Audit Findings

Participants will learn how to distinguish between conformity, nonconformity, observations, and opportunities for improvement and how to document audit findings using objective evidence.

Learn Practical Audit Techniques

The course provides practical guidance on audit planning, preparation of checklists, interviewing personnel, sampling, reviewing documented information, collecting audit evidence, analysing findings, and forming audit conclusions.

Learn How to Evaluate Corrective Actions

Participants will learn how to review corrective action plans, determine whether root causes have been addressed, and verify the implementation and effectiveness of corrective actions following an internal audit.

Increase Your Professional Credibility

Completing an ISO 37301:2021 Internal Auditor Course demonstrates your knowledge of Compliance Management Systems and your ability to conduct structured internal audits against internationally recognized requirements.

Enhance Your Career Opportunities

ISO 37301:2021 internal auditing knowledge can support career opportunities in compliance management, GRC, internal audit, governance, risk management, regulatory compliance, and management-system auditing.

What is Covered?

This course covers the following topics:

• Introduction to Compliance Management Systems and ISO 37301:2021

• Principles and fundamentals of management-system auditing

• Overview of ISO 37301:2021 requirements

• Understanding the context of the organization and audit criteria

• Compliance obligations and compliance risk considerations

• Roles, responsibilities, authority, and accountability

• Internal audit principles and auditor responsibilities

• Establishing and managing an internal audit programme

• Defining audit objectives, scope, criteria, and methods

• Audit planning and preparation

• Development and use of internal audit checklists

• Opening meetings and communication with auditees

• Conducting interviews and gathering objective evidence

• Reviewing documents, records, processes, and controls

• Audit sampling and evidence evaluation

• Identifying and documenting audit findings

• Classification and reporting of nonconformities

• Preparing audit conclusions and internal audit reports

• Conducting closing meetings

• Corrective action and root-cause analysis

• Follow-up and verification of corrective actions

• Evaluating the effectiveness of the Compliance Management System

• Continual improvement based on audit results

Self-Learning Format for ISO 37301:2021 Internal Auditor Course Online

This online ISO 37301:2021 Internal Auditor Course is designed to provide participants with both theoretical knowledge and practical understanding of internal auditing a Compliance Management System.

The course is structured into learning modules, allowing participants to progress through the material in a logical and self-paced manner. It covers the requirements of ISO 37301:2021 together with practical auditing methods that can be applied when conducting internal audits.

The following materials and activities will be provided:

• Online Learning Modules

• Detailed explanations of ISO 37301:2021 requirements

• Internal auditing principles and techniques

• Practical audit examples and scenarios

• Interactive activities to develop auditing skills

• Audit planning and checklist exercises

• Exercises on identifying and documenting audit findings

• Quizzes at the end of learning modules for continuous assessment

• ISO 37301:2021 reference materials

• Delegate course reference materials (downloadable for offline use)

• Practical guidance for conducting internal audits

• Online/email support for questions and clarifications

Once you complete this course, you will receive a course completion certificate and will have the knowledge and skills required to support and conduct internal audits of a Compliance Management System based on ISO 37301:2021.

Examination and Course Completion Certificate

At the end of the ISO 37301:2021 Internal Auditor Course, participants will be required to complete an online examination to assess their understanding of the requirements of ISO 37301:2021 and the internal auditing methods covered throughout the course.

The examination may assess participants' understanding of:

• ISO 37301:2021 requirements

• Compliance Management System principles

• Internal audit principles and methodology

• Audit planning and preparation

• Audit objectives, scope, and criteria

• Collection and evaluation of objective evidence

• Audit findings and nonconformities

• Audit reporting and communication

• Corrective action and follow-up

• Continual improvement

On successful completion of the examination, participants will receive a course completion certificate.

Candidates will be required to achieve the minimum passing score specified for the course in order to receive the certificate.

To learn more about the ISO 37301:2021 Internal Auditor Course Online, please refer to the Frequently Asked Questions.

Ready to enroll?Register for the ISO 37301:2021 Internal Auditor Course Online.